IBM United States
Software Announcement 202-316
November 19, 2002
IBM WebSphere Application Server V5 for iSeries Features Industry-Leading Integration Support for Java and Web Services Standards
(Corrected on January 15, 2003)
In the Hardware Requirements for WebSphere Application Server Network
Deployment and WebSphere Application Server for iSeries deleted AS/400e
server 170 with processor feature 2992 and AS/400e server 720 with
processor feature 2061.
At a Glance
WebSphere Application Server V5 software enables servers for robust commercial and e-business applications.
For ordering, contact:
Your IBM representative, an IBM Business Partner, or the Americas Call Centers at 800-IBM-CALL (Reference: AE001).
As the foundation of the WebSphere® software platform, WebSphere Application Server V5 reinforces its reputation as the premier Java and Web Services technology-based application platform, integrating enterprise data and transactions with the dynamic e-business world. It offers a rich e-business application deployment environment with a set of application services that includes:
Industry-leading integrated support for key Web Services open standards makes WebSphere Application Server one of the first production-ready Web application servers for the deployment of enterprise Web Services solutions for dynamic e-business including:
WebSphere Application Server V5 creates the infrastructure to build your own Java- and Web Services-based applications or to purchase applications offered by independent software vendors.
Refer to the Hardware Requirements section for details.
Rich J2EE Open Standards Implementations
Full J2EE open standards implementations with rich, turbocharged enterprise Java implementations are built in with support for the full range of Java-based APIs and protocols, including:
Powerful Open Standards Platform
WebSphere Application Server J2EE support simplifies enterprise
applications by basing them on standardized, modular components. These
components can handle many details of application behavior automatically,
often without complex programming. J2EE V1.3, available in WebSphere
Application Server V5, offers simplified business integration via J2EE
connectors and JMS. Container-managed persistence and Java API XML
Programming (JAXP) simplify the development and distribution of
Messaging Integration JMS Provider
The JMS API improves programmer productivity by defining a common set of
messaging concepts and programming strategies. It simplifies enterprise
development allowing loosely coupled, reliable, asynchronous interactions
among J2EE components and legacy systems capable of messaging. A
developer can easily add new behavior to a J2EE application with existing
business events by adding a new message-driven bean to operate on
specific business events. The JMS provider offers an enterprise
messaging transport infrastructure out of the box for 24 x 7 use of
Web Services New Features
Availability Database Failover
WebSphere Application Server V5 for iSeries offers a deployment option
with clustering and failover, enabling high availability and continuous
operation of critical enterprise Java applications. An additional
potential single point of failover with DB2® databases is removed in
enterprise Java applications.
Integrated Tools Support
WebSphere Application Developer (available separately) is an integrated
Java development environment, based on the Open Eclipse framework, to
implement Java and Web Services applications. Server administration
tools include application assembly tool, debugger, and online trace.
Installability and Usability
Consistency across all supported platforms, including:
WebSphere Application Server V5 for iSeries includes software developed by the Apache Group for use in the Apache HTTP server project. For details, visit:
The deployment environment of WebSphere plugs into the following Web servers:
With the release of WebSphere Application Server V5, the WebSphere Application Server family has evolved to a single offering supported by an integrated development environment. It offers optional high-value platform solutions such as portals, process management, and wireless. WebSphere Application Server V5 has the industry's broadest functionality within a common open standards programming model. In addition, recognizing that different levels of application server capabilities are required at different points in time as different e-business application scenarios are pursued, IBM also offers a configuration option for high ROI within specific usage scenarios.
Statement of Direction
IBM plans to make WebSphere Application Server, Version 5.0; WebSphere Application Server for Developers, Version 5.0; and WebSphere Application Server Network Deployment, Version 5.0 available on HP-UX and Linux Power PC at a later date. IBM plans to support native JMS on WebSphere Application Server on zSeries, V5; WebSphere Application Server for Developers on zSeries, V5; and WebSphere Application Server Network Deployment on zSeries, V5 at a later date. IBM also plans to make Interoperability Support for Third-Party ORB (including documentation and samples), additional Web services features, Application Assembly Workbench, and Performance Advisor available at a later date.
All statements regarding IBM's plans, directions, and intent are subject to change or withdrawal without notice.
Product information is available through Offering Information (OITOOL) at:
Help for the WebSphere® Administrative Console is shipped with the product. The Information Center, which includes the total set of product documentation, is available in HTML and PDF format from the Web site:
Systems that do not meet the recommended minimums can be used in environments that support a limited number of users and where longer server initialization times can be tolerated.
WebSphere Application Server Network Deployment
WebSphere Application Server for iSeries
To use the AS/400® Workload Estimator for help with sizing all system configurations, visit:
AS/400 Software Requirements
Workstation Software Requirements
WebSphere Application Server V5 has the following functional substitutions:
Previous function V5.0 function JSP V1.1 JSP V1.2 (JSP V1.1 specification-compatible) Servlet 2.2 Servlet 2.3 (Servlet V2.2 specification-compatible) XML parser XML4J V3.1.1 XML parser XML4J V3.2.2 XSL 2.2 XSL 2.3 Object Level Trace Application Server Tools Trace Distributed Debugger Application Server Tools Debugger Client Administration Browser-based Console replaced administration XML Configuration Import/ wsadmin Export WSCP (Scripting Tool) wsadmin SEAppInstall wsadmin DrAdmin wsadmin
WebSphere Application Server V5 for iSeries contains 11 CD-ROMs.
WebSphere Application Server Network Deployment V5 for iSeries contains
36 CD-ROMs. This program, when downloaded from a Web site, contains the
applicable IBM license agreement, and License Information (LI), if
appropriate, and will be presented for acceptance at the time of
installation of the program. The license and LI will be stored in a
directory such as LICENSE.TXT for future reference.
Security, Auditability, and Control
WebSphere Application Server V5 for iSeries uses the security and auditability features of the iSeries.
The customer is responsible for evaluation, selection, and implementation of security features, administrative procedures, and appropriate controls in application systems and communication facilities.
Customers with current IBM Software Subscription for iSeries contracts purchased before February 12, 2002, (5733-SM1, -SM2, -SM3, -SM4, -SM5, -SMM) are entitled to upgrade to WebSphere Application Server V5.0 for iSeries if they have a license to a predecessor product (5733-WA3, 5733-WA4). Customers with current Software Maintenance (5733-M37 or 5733-M38) are also entitled to upgrade to WebSphere Application Server V5.0 for iSeries.
WebSphere Application Server V5 for iSeries and WebSphere Application Server Network Deployment V5 for iSeries are stand-alone products with one charge unit processors. They are available in units of one.
Unless you agree to subcapacity terms, a license is required for every processor on each server.
Under full-capacity terms, for example, the prices of WebSphere Application Server V5 for iSeries and WebSphere Application Server Network Deployment V5 for iSeries are based on the number of processors in the system or node executing all or any part of the WebSphere Application Server V5 application. Four-way symmetric multiprocessor systems, whether stand-alone systems or nodes in a larger system, require four WebSphere Application Server Network Deployment V5 for iSeries processor licenses.
WebSphere Application Server Network Deployment V5 for iSeries includes a deployment manager that allows it to manage server clusters. It has an embedded application server built in for use exclusively by the deployment manager. You are entitled to install the deployment manager on the same machine as the base Application Server that comes with the Network Deployment configuration. To install the deployment manager by itself on a dedicated machine, you must acquire and allocate a Network Deployment Proof of Entitlement for each CPU on such machine. Only application servers that have Network Deployment licenses can be managed using WebSphere Application Server Network Deployment V5.
The flexibility of subcapacity pricing continues to be available for WebSphere Application Server V5 for iSeries and WebSphere Application Server Network Deployment V5 for iSeries. You can pay for software based on the number of processors in each logical partition where the program is defined (runs) rather than the total number of processors in the machine.
Subcapacity licensing lets you license a product for use on less than the full capacity (in processors) of the machine. WebSphere Application Server V5 for iSeries and WebSphere Application Server Network Deployment V5 for iSeries can be optionally subcapacity licensed if they are used in an iSeries logical partition and the following additional requirements are met for all machines that you choose to subcapacity license this program. Subcapacity license customers must:
Customers who use subcapacity licensing and fail to send software inventory data to IBM may be subject to additional charges.
Software inventory data must be sent to IBM for every iSeries machine that has WebSphere Application Server V5 for iSeries and WebSphere Application Server Network Deployment V5 for iSeries licensed under subcapacity terms. You may choose to use iSeries Navigator and Service Agent to collect software inventory from several machines and use a Service Agent on a central system to send the data to IBM.
For additional information on iSeries Navigator, visit:
For additional information on the Service Agent, visit:
You can choose to license the eligible products either for full capacity (as in the past) or subcapacity of the machine, depending on your requirements.
With subcapacity pricing, the number of processors that need to be licensed is the aggregation of all processors, including partial shares of a processor, across all partitions of a single machine (where the program is defined), rounded up to the next highest whole number.
The licensing and pricing of these products is based on the whole number of processors. On iSeries hardware, processor units are used by the system to size partitions. One processor unit is equal to the size of one dedicated processor. (Processor units are not licensed or priced; they are only used to define the size of a partition.) For example, if a four-way iSeries machine has WebSphere Application Server V5 for iSeries and WebSphere Application Server Network Deployment V5 for iSeries running in two partitions sized at 0.6 processor units and 0.7 processor units, the total number of processing units is 1.3. Because the product is priced and licensed based on the whole number of processors, this customer would need two processor licenses for WebSphere Application Server V5 for iSeries and WebSphere Application Server Network Deployment V5 for iSeries.
The number of processor units is independent of the number of physical processors running the logical partitions. For example, if you have either WebSphere Application Server V5 for iSeries or WebSphere Application Server Network Deployment V5 for iSeries in a partition sized at one processor divided equally across four physical processors of the machine (0.25 processor units of four physical processors), then you have one processor unit and you would need one processor license of such product (that is, either WebSphere Application Server V5.0 for iSeries or WebSphere Application Server Network Deployment V5.0 for iSeries). If you increase the number of processors in logical partitions running a subcapacity licensed product (by a quantity that makes it round up to a higher whole number), you must acquire additional license entitlements to cover the higher number of processors. For example, if you have a partition sized at 1.6 processor units and have licensed two processors of WebSphere Application Server V5 for iSeries, and you change the size of the partition (either dynamically or via operator involvement) to 2.6 processor units, then you need to acquire one additional processor license.
Part Number Ordering Information (BTP)1
Program package and electronic delivery part numbers are acquired under
program number 5630-A36.
Program Part Name/Description Number WebSphere Application Server V5.0 45P8842 Program Package WebSphere Application Server 45P8872 Network Deployment V5.0 Program Package Electronic Delivery WebSphere Application Server V5.0 45P8844 Electronic Delivery WebSphere Application Server 45P8875 Network Deployment V5.0 Electronic Delivery
Passport Advantage Customer: Media Pack Entitlement Details
Customers with active maintenance or subscription for the products listed below are entitled to receive the corresponding media pack.
WebSphere Application BA06DML Server V5.0 for iSeries Program Package Media Pack WebSphere Application BA06EML Server Network Deployment V5.0 for iSeries Program Package Media Pack WAS SW License & Maintenance D5CB9LL to 1st Anniv. WAS SW License & Maintenance D5CBALL to 2nd Anniv. WAS SW Maintenance Renewal -- E1CBBLL 1 year WAS SW Maintenance after License D5CBCLL to 1st Anniv. WAS ND SW License & Maintenance D5ALTLL to 1st Anniv. WAS ND SW License & Maintenance D5ALULL to 2nd Anniv. WAS ND SW Maintenance Renewal -- E1ALVLL 1 year WAS ND SW Maintenance after D5ALWLL License to 1st Anniv. WAS Network Deploy Proc from WAS D520TLL TRD LIC/SW MAINT 1 ANNIV
Type/Model Number Ordering Information (BTO)2
This software license includes software maintenance, previously referred to as Software Subscription and Technical Support.
Extending coverage for a total of three years from date of acquisition
may be elected. Order the program number, feature number, and quantity
to extend coverage for your software licenses.
OTC(3) Program Program Feature Name Number Number WebSphere Application 5733-WS5 4421 Server V5.0 for iSeries per Processor with 1 Year Software Maintenance WebSphere Application Server 5733-WS5 4422 Network Deployment V5.0 for iSeries per Processor with 1 Year Software Maintenance WebSphere Application 4430 Server Network Deployment V5.0, for iSeries CD-ROM Upgrade from 5733-WS5 WebSphere Application Server V5.0, for iSeries per processor with 1-Year Software Maintenance (FC 4422)
Media Feature Description Number Media Choice No Charge WebSphere Application 5809 Server V5.0 for iSeries CD-ROM WebSphere Application 5819 Server Network Deployment, V5.0 for iSeries CD-ROM
WebSphere Application Server V5 for iSeries
Maintenance IASP PID: 1 Year 5733-A83
Software Maintenance Charge Feature Description Number Per processor SW Maintenance 4482 1 Year Renewal Per processor SW Maintenance 4483 1 Year After Lic. Maintenance IASP PID: 3 Year 5733-A84 Software Maintenance Charge Feature Description Number Per processor SW Maintenance 4487 3 Year Registration Per processor SW Maintenance 4488 3 Year Renewal Per processor SW Maintenance 4489 3 Year After Lic.
WebSphere Application Server Network Deployment, V5.0 for iSeries
Maintenance IASP PID: 1 Year 5733-A83
Software Maintenance Charge Feature Description Number Per processor SW Maintenance 4485 1 Year Renewal Per processor SW Maintenance 4486 1 Year After Lic. Maintenance IASP PID: 3 Year 5733-A84 Software Maintenance Charge Feature Description Number Per processor SW Maintenance 4490 3 Year Registration Per processor SW Maintenance 4491 3 Year Renewal Per processor SW Maintenance 4492 3 Year After Lic.
Customization Options: Select the appropriate feature numbers to customize your order with delivery options desired. These features can be specified on the initial or MES orders.
Feature Description Number Customer Expedite Process Charge 3446 ($30 charge for each product)
Expedite shipments will be processed to receive 72-hour delivery from the time IBM Software Delivery and Fulfillment (SDF) receives the order. SDF will then ship the order via overnight air transportation.
Feature Description Number Subcapacity AS/400 Full Machine Capacity 3472 AS/400 Product Defined Capacity 3473
Terms and Conditions
Licensing: IBM IPLA. Proofs of Entitlement are required for all authorized use. Part number products only, offered outside of Passport Advantage, where applicable, are license only and do not include Software Maintenance.
This software license includes Software Maintenance, previously referred to as Software Subscription and Technical Support.
The following agreements apply for maintenance and do not require customer signatures:
The service availability period for WebSphere Application Server V3.5, Standard and Advanced Editions for iSeries has been extended from December 31, 2002, to November 30, 2003.
The service availability period for WebSphere Application Server V4, Advanced Edition for iSeries and WebSphere Application Server V4, Advanced Single Server Edition for iSeries has been extended from September 30, 2003, to September 30, 2004.
Money-Back Guarantee: If for any reason you are dissatisfied with the program, return it within 30 days from the invoice date, to the party (either IBM or its reseller) from whom you acquired it, for a refund. This applies only to your first acquisition of the Program.
Software Maintenance, previously referred to as Subscription and Technical Support, is now included in the Passport Advantage Agreement. Installation and technical support for the programs announced in this letter is provided by the Software Maintenance offering of the IBM International Passport Advantage Agreement. This fee service enhances customer productivity by providing voice and/or electronic access into the IBM support organizations.
Software Maintenance: IBM includes Software Maintenance with each program acquired during the coverage period. Coverage period means the period commencing on the date you acquire the program up to the first or second anniversary date, depending on whether you acquired coverage for one or two anniversaries. The coverage period for Software Maintenance acquired in the two months preceding an anniversary date will be extended to the next applicable anniversary date.
While your Software Maintenance is in effect, IBM provides you assistance for your routine, short-duration installation and usage (how-to) questions and code-related questions.
IBM provides assistance via telephone and, if available, electronic access, only to your IS technical support personnel during the normal business hours (published prime shift hours) of your IBM support center. (This assistance is not available to your end users.). IBM provides Severity 1 assistance 24 hours a day, every day of the year. For further details, visit:
Software Maintenance does not include assistance for:
For more information about the Passport Advantage Agreement, refer to the Software Announcement 201-202 , dated July 10, 2001, or visit:
When purchased as an LPO using ECONFIG, all distributed software licenses include Software Maintenance (software subscription and technical support) for a period of 12 months from the date of acquisition providing a streamlined way to acquire IBM software and ensure technical support coverage for all licenses. Extending coverage for a total of three years from date of acquisition may be elected. For additional information, refer to Software Announcement 201-201 , dated July 10, 2001.
The prices provided in this announcement are suggested retail prices for the U.S. only and are provided for your information only. Dealer prices may vary, and prices may also vary by country. Prices are subject to change without notice. For additional information and current prices, contact your local IBM representative.
Build to Plan: Refer to Software Announcement 202-315 , dated November 19, 2002.
The following are build-to-order program numbers.
Program Feature Description Number Number Price WebSphere Application Server, V5.0 for iSeries Per processor with 5733-WS5 4421 $ 8,951 1 Year Software Maintenance Per Processor 5733-WS5 4422 13,441 with 1 Year Software Maintenance Network 5733-WS5 4430 5,609 Deployment V5.0, for iSeries CD-ROM Upgrade from V5.0, for iSeries per processor with 1-Year Software Maintenance Program Feature Description Number Number Price Software 5733-A83 4482 $1,967 Maintenance 1 Year Renewal Software 5733-A83 4483 5,867 Maintenance 1 Year after License Software 5733-A84 4487 3,980 Maintenance 3 Year Registration Software 5733-A84 4488 5,970 Maintenance 3 Year Renewal Software 5733-A84 4489 9,245 Maintenance 3 Year after license
WebSphere Application Server Network Deployment, V5.0 for iSeries Software 5733-A83 4485 1,990 Maintenance 1 Year Renewal Software 5733-A83 4486 5,265 Maintenance 1 Year after License Software 5733-A84 4490 5,975 Maintenance 3 Year Registration Software 5733-A84 4491 8,962 Maintenance 3 Year Renewal Software 5733-A84 4492 13,881 Maintenance 3 Year after license
For local pricing information, ask your IBM representative.
Customer Financing: IBM Global Financing offers attractive financing to credit-qualified commercial and government customers and Business Partners to assist them in acquiring IT solutions. Offerings, rates, terms, and availability can vary by country. Contact your local IBM Global Financing organization or visit:
Use the select a country menu to find a contact in your location.
Use Priority/Reference Code: AE001 Phone: 800-IBM-CALL Fax: 800-2IBM-FAX Internet: email@example.com Mail: IBM Atlanta Sales Center Dept. AE001 P.O. Box 2690 Atlanta, GA 30301-2690
You can also contact your local IBM Business Partner or IBM representative. To identify them, call 800-IBM-4YOU.
Note: Shipments will begin after the planned availability date.