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IBM Tivoli Advanced Audit for DFSMShsm V2.4 adds new audits and reports that include interrogation of predefined DFSMS areas

IBM United States Software Announcement 211-408
October 25, 2011


Table of contents
Overview Overview Technical information Technical information
Key prerequisites Key prerequisites Ordering information Ordering information
Planned availability date Planned availability date Terms and conditions Terms and conditions
Description Description Prices Prices
Program number Program number Order now Order now
Publications Publications


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At a glance
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Highlights of IBM® Tivoli® Advanced Audit for DFSMShsm V2.4:

  • New auditing reports:
    • Errors cost report
    • Migration data set audit
    • Storage management subsystem (SMS) volumes audit
    • Storage group audit
    • Migrated data sets needing backup
    • Virtual Storage Access Method (VSAM) data sets needing backup

In addition, Tivoli Advanced Audit for DFSMShsm V2.4 offers:

  • Submission of audits from within the product - Audits can now be submitted from within the product under the Administration Panel.
  • Streamline product customization - Customization previously performed due to size, data naming, control data set (CDS) size, and so on, is no longer required as auditing customization is now automated.
For ordering, contact Your IBM representative or an IBM Business Partner.
For more information contact the Americas Call Centers at
800-IBM-CALL (426-2255).
 
Reference: LE001


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Overview
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IBM Tivoli Advanced Audit for DFSMShsm V2.4 can help storage administrators maintain healthy metadata environments and prevent temporary or permanent loss of data access. It provides fast and accurate audits and diagnostics, as well as automated corrective actions to help resolve error conditions.

Using the Tivoli Enterprise Portal (TEP) interface, you can see Data Facility Storage Management Subsystem (DFSMS) audit health status at a glance. Automated alerts notify users when problems need attention and built-in expert advice, coupled with automated corrective actions, help make it simple and practical to maintain the health of the critical DFSMS hierarchical storage management (HSM) environment.

Tivoli Advanced Audit for DFSMShsm V2.4 offers new auditing reports:

  • Errors cost report - Helps estimate resource cost consumed daily by DFSMShsm due to errors within the control data sets (CDSs).
  • Migration data set audit - Reports DFSMShsm managed data that is continuously thrashing, likely caused by human error or incorrect management definition.
  • Storage management subsystem (SMS) volumes audit - Reports SMS managed volumes that are above the defined SMS threshold limit.
  • Storage group audit - Reports storage groups that are above the defined SMS threshold limit.
  • Migrated data sets needing backup - Reports migrated data sets not having a valid HSM backup.
  • VSAM data sets needing backup - Reports VSAM data sets with a backup date greater than two days past the last change date.
  • Submission of audits from within the product - Audits can now be submitted from within the product under the Administration Panel.
  • Streamline product customization - Customization previously performed due to size, data naming, CDS size, and so on, is no longer required because auditing customization is now automated.

Tivoli Advanced Audit for DFSMShsm V2.4 is part of the IBM Tivoli System z® storage management offering portfolio that provides a comprehensive z/OS® management capability.



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Key prerequisites
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Refer to the Technical information section.



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Planned availability date
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October 28, 2011



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Description
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Without fast, accurate, and reliable audits, there is a risk of losing access not only to your z/OS data, but also all of your hierarchical storage management (HSM) migrated data. To help avoid serious outages, you may need a powerful data interrogation solution that keeps your z/OS environment trouble-free with high-speed, accurate, and flexible audits. As a key part of the IBM System z storage management solution, IBM Tivoli Advanced Audit for DFSMShsm V2.4 offers an easy and safe way to help ensure the health of your critical hierarchical storage environment.

Designed for both experienced and novice storage administrators

Whether you have been managing DFSMShsm, catalogs, and tape management systems for years or you are new to this discipline, you can use Tivoli Advanced Audit for DFSMShsm V2.4 with confidence. Both Tivoli Enterprise Portal (TEP) interfaces and easy-to-use Interactive System Productivity Facility (ISPF) panels are available to view diagnostic aids, reports, and corrective actions.

You can perform diagnostics and select corrective actions based on your unique environment and you have the option to use a set of pre-determined, IBM-supplied automated corrections as well. Tivoli Advanced Audit for DFSMShsm V2.4 provides expert guidance, distilled from years of experience, built into its help system. This allows even novice storage administrators to easily interpret audit results and determine and execute appropriate corrective actions. Use of Tivoli Advanced Audit for DFSMShsm V2.4 helps ensure that your critical data is migrated properly and is available for use when needed.

New audits and reports offered in V2.4

New audits and reports are offered by Tivoli Advanced Audit for DFSMShsm V2.4. These new audits now extend auditing functionality to include interrogation of predefined DFSMS areas. Discrepancies found are captured and reported for the user to decide the appropriate action to take.

Errors cost report

Tivoli Advanced Audit for DFSMShsm V2.4 helps monitor and calculate an estimated cost for the DFSMShsm started task used for reading corrupted records inside the control data sets (CDSs). This report uses a default value of 25 cents for a Central Processing Unit (CPU) second and $100.00 for a physical tape. These default cost values can be changed by you to your actual cost values.

Migration data set audit

Tivoli Advanced Audit for DFSMShsm V2.4 interrogates the migration control data sets (MCDS) and reports on data sets with a thrashing index of five or greater. Data sets listed in this audit report are most likely data with an incorrect management class assignment or data sets DFSMShsm is forced to constantly move due to human intervention. In many instances, data meeting this auditing criteria is a major culprit for the wasting of system resources.

Storage management system (SMS) volumes audit

Tivoli Advanced Audit for DFSMShsm V2.4 interrogates the DFSMS managed volumes and reports on volumes that are above the defined DFSMS threshold. Volumes reported in this error report group increase risk of abends due to no available free space on the volume and are prime causes for constant system resource waste during DFSMShsm interval migration.

Storage group audit

Tivoli Advanced Audit for DFSMShsm V2.4 interrogates the DFSMS managed storage groups and reports on storage groups that are above the defined DFSMS threshold. Storage groups reported in this error report group increase risk of abends due to no available free space in the storage group and are prime causes for constant system resource waste during DFSMShsm interval migration.

Migrated data sets needing backup

Tivoli Advanced Audit for DFSMShsm V2.4 interrogates the MCDS and backup control data sets (BCDS) reporting on data sets that are migrated without a valid DFSMShsm backup. This is a high risk for permanent data loss in the event that a physical migration tape is lost or corrupted, or if there is a site disaster. HSM lost data with no backup should be considered a critical issue and corrected immediately.

Virtual Storage Access Method (VSAM) data sets needing backup

Tivoli Advanced Audit for DFSMShsm V2.4 interrogates the VSAM data sets reporting data changed, with no backup made, greater than two days past the last change date.

Submission of audits from within the product

Audits can now be submitted from within the product under the Administration Panel. This provides the user with the ability to stay in the product doing more work and not having to stop current operations to go into different product libraries to submit audit procedures.

Streamline product customization

Customization previously performed due to size, data naming, CDS size, and so on, is no longer required because auditing customization is now automated.

Additional features

Expert guidance to the help system

Expert guidance, including detailed recommended corrective actions for all reported DFSMShsm errors, was extracted from the IBM Redbook on managing DFSMShsm and is included in the help system for Tivoli Advanced Audit for DSFMShsm V2.4. When working with Tivoli Advanced Audit for DFSMShsm V2.4 in the TEP GUI, you can click and get expert advice from within the product, showing recommended actions for correcting all errors found and reported by Tivoli Advanced Audit for DFSMShsm V2.4. This helps reduce the need to look up solutions in product manuals and it allows less experienced users to perform tasks without as much guidance from experienced subject matter experts.

Automatic fix options

Automatic fix options can help you activate a set of predetermined, IBM-supplied automatic fixes for specified DFSMShsm errors. This feature can help reduce the amount of effort required to decide on and implement pre-determined responses to errors in batch audit jobs, helping to improve the time-to-value for Tivoli Advanced Audit for DFSMShsm V2.4.

Global summary history database

This feature helps capture historical data, including almost all error types across different types of audits. When an audit job is run, the error summary counts are added to a history file. The number of days that this history is retained is controlled by a new parameter. Tivoli Advanced Audit for DFSMShsm V2.4's ISPF interface allows you to view audit history by error type over the data retention period.

Ability to control maximum volumes spanned by CDS extraction files

You can control the maximum number of volumes spanned by CDS extraction files during any audit, from 1 to 256, removing a previous limitation to a maximum of 5 volumes spanned.

Error messages

An error is indicated if the LOADLIB is run in unauthorized mode.

CLIST

A CLIST provides the ability to use the ISPF interface without the started task being active if you do not want to keep the started task running.

In addition to the features listed above, Tivoli Advanced Audit for DFSMShsm V2.4 offers:

  • An easy-to-use TEP interface, tightly integrated with other related monitoring and management facilities, such as IBM Tivoli OMEGAMON® XE for Storage on z/OS, IBM Tivoli Advanced Reporting for DFSMShsm, and others
  • Non-disruptive audits for the metadata structures in your environment: catalogs, direct access storage device (DASD) volume table of contents (VTOC), DFSMShsm, and tape management systems
  • Easy-to-use online selection and submission of audits, diagnostic aids, and corrective actions
  • Easy online viewing of audit results, with sophisticated filtering to help make it easier to analyze and act on issue
  • Flexibility to create, save, and reuse your own customized diagnostic aids and corrective actions
  • Complete control over which metadata structures are audited
  • Complete control over which diagnostic aid or corrective action is implemented for your unique environment
  • Flexibility to edit job control language (JCL) and corrective action commands to apply fix control statements to only the records you want to fix
  • Automatic application of fixes to reported errors
  • Capability to turn ON or OFF individual error correction actions
  • Automatic suspension of audits if a high threshold of errors is reported
  • Ability to apply automatic fixes to specific high-level qualifiers
  • Support for both DFSMShsm standard tape table of contents (TTOC) and expanded TTOC

Tivoli Advanced Audit for DFSMShsm V2.4 helps:

  • Ensure the health of your DFSMShsm metadata structures
  • Prioritize the auditing of business-critical data
  • Improve staff productivity with custom and automatic error correction
  • Perform audits with confidence
  • Provide audits that can fit your unique environment
  • Simplify auditing for both novice and experienced storage administrators
  • Protect your data assets through 24X7 data access
  • Improve operational efficiency and reduce CPU resources consumed by failed migrations

Integrates with the IBM Tivoli Monitoring infrastructure through the TEP

Tivoli Advanced Audit for DFSMShsm V2.4 integrates with the IBM Tivoli Monitoring V6.2 infrastructure components that enable it to supply TEP with key business performance metrics for enhanced visualization and correlation within new workspaces, as well as with other IBM Tivoli Monitoring V6.2 monitored systems. This integration delivers a single GUI though TEP, which is used by many IBM Tivoli monitoring and management products to help discover and investigate problems, and take immediate corrective actions.

If you have not separately purchased a license to IBM Tivoli Monitoring V6.2, you can obtain the TEP-based function by acquiring a no-charge, limited use license to IBM Tivoli Management Services on z/OS, V6.2 (5698-A79). This limited use license is subject to restriction on use of various IBM Tivoli Monitoring V6.2 components.

IBM Integrated Service Management (ISM)

ISM is an IBM Service Management-based methodology and unified product suite designed to increase the availability of business-critical IT services as well as their stability. It focuses on helping users to more easily program, manage, and administer a mainframe, which is the most robust platform from which to run the business of the enterprise.

Among the many hard dollar business values it endeavors to bring to the user's enterprise, ISM may:

  • Help optimize productivity of IT personnel and increase end-user satisfaction
  • Align IT operations and the business objectives from a service assurance perspective
  • Align and support the IT Infrastructure Library™ (ITIL™) processes within the enterprise

ISM solutions help to:

  • Provide the required visibility, control, and automation across the service, technical support, operations, security, and financial domains
    • Visibility: Users have a single, integrated view of critical applications on the mainframe, showing the linkages between IT assets and business applications.
    • Control: Users can customize views to support such functions as business services, services requests, finance, security, IT production, support, and operational control.
    • Automation: Based on needs, ISM combines process automation software such as IBM Tivoli Change and Configuration Management Database, IBM Tivoli Application Dependency Discovery Manager, IBM Tivoli Business Service Manager, and IBM Tivoli Service Request Manager®.
  • Enable the transformation from a System z resource management focus to a centralized System z service management mode

One of the key components of ISM is System z storage management software from IBM Tivoli. Because IBM Tivoli software provides a rich set of System z storage management offerings to help IT organizations address today's enterprise challenges, organizations can benefit from a comprehensive System z storage management solution that bridges silos of people, technology, processes, and information with increased IT operational efficiency and effectiveness.

In addition to traditional Interactive System Productivity Facility (ISPF), batch interfaces, or both, IBM Tivoli System z storage management offerings use TEP to provide simplified GUIs that help IT staff, who are new to the platform, learn, and execute operational tasks. TEP integrates many IBM offerings, creating synergy across the solution. TEP interfaces aggregate and combine performance and availability operational data from many sources, helping to reduce the time and skills needed to diagnose problems and take corrective actions.

An organization may be able to leverage a new generation of workers as it grows and maintains System z skills. The System z storage solution helps manage disk and tape storage environments and hierarchical storage environments (including tapes) more efficiently and effectively.

Key functions:

  • Helps prevent storage-related abends
  • Helps monitor workload inputs and outputs
  • Helps manage performance and availability of both online and offline storage subsystems
  • Helps ensure the health and efficiency of the IBM DFSMShsm environment
  • Helps ensure a valid backup and recovery of data and CDSs
  • Checks the health of CDSs
  • Helps maintain the critical Integrated Catalog Facility (ICF) catalogs and Virtual Storage Access Method (VSAM) files with DFSMShsm
  • Shares tapes across sysplexes

The IBM System z storage management portfolio includes the following component products. Refer to the website following the product name for product information.

Entitlement information

If you have the current offering listed in the table below, you are entitled to Tivoli Advanced Audit for DFSMShsm V2.4. You can move your Subscription and Support entitlements based on the current Subscription and Support pricing of the replacement offering. You must be current on Software Subscription and Support (also referred to as Software Maintenance) to be eligible for move of Subscription and Support entitlements. If you are not current on Software Subscription and Support, you will have to pay a get-current or Software Subscription and Support reinstatement fee.

The Subscription and Support entitlement move is for the same capacity as currently licensed when moving to the replacement offering. You are entitled to use the software on the same systems that you are currently managing.

For more information on move of Subscription and Support entitlements, contact your IBM representative.

Existing entitlement            Replacement entitlement        

License  S&S PID  Program       License  S&S PID  Program      
PID               description   PID               description  

5698-B12 5698-R12 IBM Tivoli    5698-B12 5698-R12 IBM Tivoli   
                  Advanced                        Advanced     
                  Audit for                       Audit for    
                  DFSMShsm V2.3                   DFSMShsm V2.4

Accessibility by people with disabilities

A U.S. Section 508 Voluntary Product Accessibility Template (VPAT) containing details on accessibility compliance can be requested at

http://www.ibm.com/able/product_accessibility/index.html

Business Partner information

If you are a Direct Reseller - System Reseller acquiring products from IBM, you may link directly to Business Partner information for this announcement. A PartnerWorld® ID and password are required (use IBM ID).

https://www.ibm.com/partnerworld/mem/sla.jsp?num=211-408

Value Unit-based pricing

Value Unit pricing for eligible IBM System z IBM International Program License Agreement (IPLA) programs enables a lower cost of incremental growth and enterprise aggregation. Each System z IPLA product with Value Unit pricing has a single price per Value Unit and a conversion matrix, called Value Unit Exhibit, for converting from some designated measurement to Value Units. Most commonly, Millions of Service Units (MSUs) is the measurement designated by IBM to be converted to Value Units. Some other measurements are engines or messages. Since MSUs are the most common measurement, that measurement will be used for the remainder of this description.

Value Unit pricing offers price benefits for you. For each System z IPLA program with Value Unit pricing, the quantity of that program needed to satisfy applicable IBM terms and conditions is referred to as the required license capacity. Each of the various Value Unit Exhibits stipulate that the larger your required license capacity, the fewer Value Units per MSU you will need. Value Unit Exhibits are uniquely identified by a three digit code and referred to using the nomenclature VUExxx, where xxx is the three digit code.

Subsequent acquisitions of Value Unit priced programs offer additional price benefits. The quantity of each System z IPLA program that you have acquired is referred to as entitled license capacity. If you wish to grow your entitled license capacity for a System z IPLA program, the calculation to determine additional needed Value Units is based upon the number of Value Units already acquired.

For each System z IPLA program with Value Unit pricing, you should:

  • Determine the required license capacity, in MSUs
  • Aggregate the MSUs across the enterprise
  • Convert the total MSUs to Value Units, using the applicable Value Unit Exhibit
  • Multiply the price per Value Unit by the total number of Value Units to determine the total cost

To simplify conversion from the designated measurement to Value Units or vice-versa, use the Value Unit Converter Tool. For additional information or to obtain a copy of the Value Unit Converter Tool, visit the Value Unit Converter Tool website

http://ibm.com/zseries/swprice/vuctool

Note that Value Units of a given product cannot be exchanged, interchanged, or aggregated with Value Units of another product.

To determine the required license capacity for the System z IPLA program you selected, refer to the Terms and conditions section.



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Program number
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Program
number    VRM  Program name

5698-B12  2.4  IBM Tivoli Advanced Audit for DFSMShsm 

Product identification number

 
                    Subscription and
Program PID number  Support PID number

5698-B12            5698-R12 


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Education support
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Comprehensive education for IBM Tivoli products is offered through Worldwide Tivoli Education Delivery Services. A wide range of training options are available, including classes led by instructors, learning on demand, on-site training, and blended learning solutions.

For additional information, visit

http://www-306.ibm.com/software/tivoli/education/


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Offering Information
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Product information is available via the Offering Information website

http://www.ibm.com/common/ssi


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Publications
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The following hardcopy publication is shipped with the basic machine-readable material.

 
                                                   Order
Title                                              number

IBM Tivoli Advanced Audit for DFSMShsm V2.4:       GI11-8940
Quick Start Memo

The publications listed below can be downloaded from the following website after the planned availability date.

http://www-306.ibm.com/software/tivoli/library/
 
                                                   Order
Title                                              number

IBM Tivoli Advanced Audit for DFSMShsm V2.4:       SC27-2347
User's Guide
IBM Tivoli Advanced Audit for DFSMShsm V2.4:       SC27-2349
Monitoring Agent User's Guide
IBM Tivoli Advanced Audit for DFSMShsm V2.4:       SC27-2348
Monitoring Agent Planning and Configuration Guide

The IBM Publications Center

http://www.ibm.com/shop/publications/order

The Publications Center is a worldwide central repository for IBM product publications and marketing material with a catalog of 70,000 items. Extensive search facilities are provided. Payment options for orders are via credit card (in the U.S.) or customer number for 20 countries. A large number of publications are available online in various file formats, and they can all be downloaded by all countries, free of charge, where IBM does business.



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Technical information
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Specified operating environment

Hardware requirements

Any machine capable of running IBM z/OS V1.11, or later.

Software requirements

IBM z/OS V1.11, or later running DFSMShsm.

To run the Tivoli Enterprise Monitoring Agent and its TEP interface, the following software is required:

  • IBM Tivoli Management Services on z/OS, V6.2.2 or Tivoli Monitoring V6.2.2
  • One of the following operating systems for the TEP interface:
    • Microsoft™ Windows™
    • Linux™
    • UNIX™

The program's specifications and specified operating environment information may be found in documentation accompanying the program, if available, such as a readme file, or other information published by IBM, such as an announcement letter. Documentation and other program content may be supplied only in the English language.

Limitations

Required access:

  • At least one authorized program facility (APF) authorized load library is required.
  • DFSMShsm and security access is required to issue DFSMShsm commands.
  • Access to read the DFSMShsm control data set is required.

Planning information

Direct customer support

Direct customer support is provided by IBM Operational Support Services - SoftwareXcel. This fee service enhances your productivity by providing voice and electronic access into the IBM support organization. IBM Operational Support Services - SoftwareXcel helps answer questions pertaining to usage and suspected software defects for eligible products.

Installation and technical support is provided by Global Services. For more information call 800-IBM-4YOU (426-4968).

For technical support or assistance, contact your IBM representative or visit

http://www.ibm.com/support
Packaging

Tivoli Advanced Audit for DFSMShsm V2.4 is distributed with:

  • International Program License Agreement (Z125-3301)
  • License Information document
  • 3590 tape cartridge
  • Publications (refer to the Publications section)

This program, when downloaded from a website, contains the applicable IBM license agreement and License Information document, if appropriate, and will be presented for acceptance at the time of installation of the program. For future reference, the license and License Information document will be stored in a directory such as LICENSE.TXT.

Security, auditability, and control

Tivoli Advanced Audit for DFSMShsm V2.4 uses the security and auditability features of the operating system software. The customer is responsible for evaluation, selection, and implementation of security features, administrative procedures, and appropriate controls in application systems and communication facilities.



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Software Services
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IBM Software Services has the breadth, depth, and reach to manage your services needs. You can leverage the deep technical skills of our lab-based, software services team and the business consulting, project management, and infrastructure expertise of our IBM Global Services team. Also, we extend our IBM Software Services reach through IBM Business Partners to provide an extensive portfolio of capabilities. Together, we provide the global reach, intellectual capital, industry insight, and technology leadership to support a wide range of critical business needs.

To learn more about IBM Software Services or to contact a Software Services sales specialist, visit

http://www.ibm.com/software/sw-services/


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Licensing metric definitions and pricing examples
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Licensing metric definitions

Engine

An engine is also referred to as a central processor (CP) or processor. Engines for traditional workloads are called General Purpose CPs. Engines for Linux workloads are called Integrated Facility for Linux (IFL) engines or Linux-only engines. Engines for Coupling Facility workloads are called Integrated Coupling Facility (ICF) engines.

Managed processor (charging under full capacity in the managed environment)

Charges are based on the active processors on the machines in the computing environment affiliated with the program rather than on the server where the program is run. The managed processors, which require Proofs of Entitlement (PoEs), are defined in the License Information's program-unique terms.

Notes:

  1. IBM defines a physical processor in a computer as a functional unit that interprets and executes instructions. A physical processor consists of at least an instruction control unit and one or more arithmetic and logic units.
  2. Multicore technology allows two or more processors (commonly called cores) to be active on a single silicon chip. With multicore technology, IBM considers each core to be a physical processor. For example, in a dual-core chip, there are two physical processors residing on the single silicon chip.
  3. The program may not run on some or all of the processors for which PoEs are required by the program's valuation method.
  4. In the System z IFL environment, each IFL engine is considered a single physical processor.
  5. Threading, a technique that makes a single processor seem to perform as two or more, does not affect the count of physical processors.
  6. Where blade technology is employed, each blade is considered a separate server and charging is based upon the total number of processors on the blades with which the program is affiliated.
  7. Not all processors require the same number of Value Unit entitlements. To determine the number of Value Unit entitlements required, refer to the processor Value Unit conversion table on the Passport Advantage® website
    http://www.ibm.com/software/passportadvantage

Millions of Service Units (MSUs)

MSU is defined as millions of CPU service units per hour, which is the measure of capacity used to describe the computing power of the hardware processors on which S/390® or System z software runs. Processor MSU values are determined by the hardware vendor, IBM, or Software Compatible Vendors (SCVs).

For more detailed information about System z software pricing, go to

http://www-03.ibm.com/systems/z/resources/swprice/

Standby or backup systems

For programs running or resident on backup machines, IBM defines three types of situations: cold, warm, and hot. In cold and warm situations, a separate entitlement for the copy on the backup machine is normally not required and typically no additional charge applies. In a hot backup situation, the customer needs to acquire other license or entitlements sufficient for that server. All programs running in backup mode must be solely under the customer's control, even if running at another enterprise's location.

As a practice, the following are definitions and allowable actions concerning the copy of the program used for backup purposes.

Cold: A copy of the program may reside, for backup purposes, on a machine as long as the program is not started. There is no additional charge for this copy.

Warm: A copy of the program may reside for backup purposes on a machine and is started, but is idling, and is not doing any work of any kind. There is no additional charge for this copy.

Hot: A copy of the program may reside for backup purposes on a machine, is started, and is doing work. The customer must acquire a license or entitlements for this copy and there will generally be an additional charge.

Doing work includes, for example, production, development, program maintenance, and testing. It also could include other activities such as mirroring of transactions, updating of files, synchronization of programs, data or other resources (for example, active linking with another machine, program, database or other resource, and so on), or any activity or configurations that would allow an active hot switch or other synchronized switch over between programs, databases, or other resources to occur.

In the case of a program or system configuration that is designed to support a high availability environment by using various techniques (for example, duplexing, mirroring of files, or transactions, maintaining a heartbeat, active linking with another machine, program, database, or other resource), the program is considered to be doing work in the hot situation and a license or entitlement must be purchased.

Value Unit

A Value Unit (VU) is a unit of measure by which the program can be licensed. Value Unit entitlements are based on the quantity of a specific designated measurement, for example MSUs, users, engines, tape drives, and so on, for the given software. Licensee must obtain sufficient entitlements for the number of Value Units required for licensee's environment as specified in the specific Program terms. The Value Unit entitlements are specific to the program and may not be exchanged, interchanged, or aggregated with other Value Unit entitlements of another program.

Pricing example

The following pricing example applies to Tivoli Advanced Audit for DFSMShsm V2.4.

System z server = 1,500 MSU System z server

The product in this example employs Value Unit slope VUE007 (VUE = Value Unit Exhibit). The scales below are used to calculate the equivalent number of Value Units for a specified number of MSUs.

In the example below, if the customer has installed 1,500 MSUs, the applicable number of Value Units is:

 
MSUs                    Value Units/MSU         Value Units

Base       3            1.00                      3.00
Tier A    42             .45                     18.90
Tier B   130             .36                     46.80
Tier C   140             .27                     37.80
Tier D 1,185             .20                    237.00
Total  1,500                                    343.50

When calculating the total number of Value Units, the sum is rounded up to the next integer. In this example, the customer needs to license 344 Value Units.

Value Units for non MSU-based System z processors:

 
System                         Value Units/System

MP3000 H30                      6
MP3000 H50                      8
MP3000 H70                     12
ESL Models                      2

Value Units for IBM 9672 processors are based upon the full capacity of these systems. This is applicable to all System z systems measured on MSU capacity. Information on MSU capacities can be found in the IBM System/370, System/390®, and System z Machine Exhibit, Z125-3901.



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Ordering information
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The program in this announcement has Value Unit-Based pricing.

Program
number    Program name                         Value Unit exhibit

5698-B12  IBM Tivoli Advanced Audit for        VUE007
          DFSMShsm V2.4

For each System z IPLA program with Value Unit pricing, the quantity of that program needed to satisfy applicable IBM terms and conditions is referred to as the required license capacity. Your required license capacity is based upon the following factors:

  • The System z IPLA program you select
  • The applicable Value Unit Exhibit
  • The applicable terms
  • Whether your current mainframes are full-capacity or sub-capacity

Value Unit exhibit VUE007

            MSUs      MSUs
            minimum   maximum   Value Units/MSU

 
Base          1         3       1
Tier A        4        45       0.45
Tier B       46       175       0.36
Tier C      176       315       0.27
Tier D      316         +       0.2

Value Units for mainframes without MSU ratings:

 
Hardware     Value Units/machine

 
MP3000 H30    6
MP3000 H50    8
MP3000 H70   12
ESL models    2

Ordering z/OS through the Internet

ShopzSeries provides an easy way to plan and order your z/OS ServerPac or CBPDO. It will analyze your current installation, determine the correct product migration, and present your new configuration based on z/OS. Additional products can also be added to your order (including determination of whether all product requisites are satisfied). ShopzSeries is available in the US and several countries in Europe. In countries where ShopzSeries is not available yet, contact your IBM representative (or IBM Business Partner) to handle your order via the traditional IBM ordering process. For more details and availability, visit the ShopzSeries website at

http://www14.software.ibm.com/webapp/ShopzSeries/ShopzSeries.jsp

Current licensees

Current licensees, with support in effect, will receive instructions on how to order this update.

New licensees

Orders for new licenses will be accepted now.

Shipment will begin on the planned availability date.

Basic license

Ordering information for 5698-B12 MSU-based System z offerings:

 
Translation from MSUs to Value Units
 
          MSUs             Value Units/MSU
Base        1-3            1.00
Tier A      4-45            .45
Tier B     46-175           .36
Tier C    176-315           .27
Tier D    316+              .20

When running on the z/OS platform, IBM Tivoli Management Services on z/OS, V6.2.2, or later may be a corequisite to IBM Tivoli Advanced Audit for DFSMShsm V2.4 if you want to use the Tivoli Enterprise Monitoring Agent (TEMA) for IBM Tivoli Advanced Audit for DFSMShsm V2.4 and do not already have IBM Tivoli Monitoring V6.2.2, or later in your enterprise. To obtain a limited use, no charge license for IBM Tivoli Management Services on z/OS, V6.2.2, you must place a separate order for program number 5698-A79 and agree to the terms of the IBM license for that program.

To order, specify the program product number and the appropriate license or charge option. Also, specify the desired distribution medium. To suppress shipment of media, select the license-only option in CFSW.

Program name: IBM Tivoli Advanced Audit for DFSMShsm V2.4
Program PID: 5698-B12
 
Entitlement                                License option/
identifier   Description                   Pricing metric

S014BBJ      IBM Tivoli Advanced Audit     Basic OTC, per Value Unit
             for DFSMShsm                  Basic OTC, per MSU-day TUC
 
 
Orderable supply ID    Language                   Distribution medium

S01667Z                English                    3590 tape cartridge 

 
Subscription and Support PID: 5698-R12
 
Entitlement                          License option/
identifier   Description             Pricing metric

S014BBM      IBM Tivoli Advanced     Basic ASC, per Value Unit SW S&S
             Audit for DFSMShsm S&S  No charge, decline SW S&S
                                     Per MSU SW S&S registration
 
 
Orderable supply ID    Language                  Distribution medium

S014GD7                English                   Hardcopy publication




Subscription and Support

Subscription and Support must be ordered to receive voice technical support via telephone during normal business hours, and future releases and versions, at no additional charge. The capacity of Subscription and Support (for example, Value Units or number of processors) must be the same as the capacity ordered for the product licenses.

To order, specify the Subscription and Support program product number and the appropriate license or charge option.

IBM is also providing Subscription and Support for these products, via a separately purchased offering, under the terms of the IBM International Agreement for Acquisition of Software Maintenance (IAASM). This offering:

  • Includes and extends the support services provided in the base support to include technical support via telephone during normal business hours.
  • Entitles you to future releases and versions, at no additional charge. Note that you are not entitled to new products.

When Subscription and Support is ordered, the charges will automatically renew annually unless cancelled by you.

Customized Offerings

Product deliverables are shipped only via CBPDO, ServerPac, SystemPac®.

CBPDO and ServerPac are offered for Internet delivery in countries where ShopzSeries product ordering is available. Internet delivery reduces software delivery time and allows you to install software without the need to handle tapes. For more details on Internet delivery, refer to the ShopzSeries help information at

http://www.software.ibm.com/ShopzSeries

You choose the delivery method when you order the software. IBM recommends Internet delivery. In addition to Internet and DVD, the supported tape delivery options for CBPDO, ServerPac, and SystemPac, include:

  • 3590
  • 3592

Most products can be ordered in ServerPac and SystemPac the month following their availability on CBPDO. z/OS can be ordered via all three offerings at general availability. Production of software product orders will begin on the planned general availability date.

  • CBPDO shipments will begin one week after general availability.
  • ServerPac shipments will begin two weeks after general availability
  • SystemPac shipments will begin four weeks after general availability due to additional customization, and data input verification.


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Terms and conditions
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The information provided in this announcement letter is for reference and convenience purposes only. The terms and conditions that govern any transaction with IBM are contained in the applicable contract documents such as the IBM International Program License Agreement, IBM International Passport Advantage Agreement, and the IBM Agreement for Acquisition of Software Maintenance.

Licensing

IBM International Program License Agreement including the License Information document and PoE govern your use of the program. PoEs are required for all authorized use.

Agreement for Acquisition of Software Maintenance

The following agreement applies for Software Subscription and Support (Software Maintenance) and does not require customer signatures:

  • IBM Agreement for Acquisition of Software Maintenance (Z125-6011)

This program is licensed under the IBM Program License Agreement (IPLA) and the associated Agreement for Acquisition of Software Maintenance, which provide for support with ongoing access to releases and versions of the program. This program has a one-time license charge for use of the program and an annual renewable charge for the enhanced support that includes telephone assistance (voice support for defects during normal business hours), as well as access to updates, releases, and versions of the program as long as support is in effect.

IBM System z Operational Support Services - SoftwareXcel is an option if you desire added services.

License Information form number

GI11-8941.

The program's License Information will be available for review on the IBM Software License Agreement website

http://www.ibm.com/software/sla/sladb.nsf
Limited warranty applies

Yes

Limited warranty

IBM warrants that when the program is used in the specified operating environment, it will conform to its specifications. The warranty applies only to the unmodified portion of the program. IBM does not warrant uninterrupted or error-free operation of the program or that IBM will correct all program defects. You are responsible for the results obtained from the use of the program.

IBM provides you with access to IBM databases containing information on known program defects, defect corrections, restrictions, and bypasses at no additional charge. For further information, consult the IBM Software Support Handbook found at

http://www.ibm.com/support/handbook

IBM will maintain this information for at least one year after the original licensee acquires the program (warranty period).

Program support

Support for the program will be available for a minimum of three years from the general availability date as long as your Software Subscription and Support (also referred to as Software Maintenance) is in effect. Enhanced support, called Subscription and Support, includes telephone assistance, as well as access to updates, releases, and versions of the program as long as support is in effect. You will be notified of discontinuance of support with 12 months' notice. If you require additional technical support from IBM, including an extension of support beyond the discontinuance date, contact your IBM representative or IBM Business Partner. This extension may be available for a fee.

Money-back guarantee

If for any reason you are dissatisfied with the program and you are the original licensee, you may obtain a refund of the amount you paid for it, if within 30 days of your invoice date you return the program and its PoE to the party from whom you obtained it. If you downloaded the program, you may contact the party from whom you acquired it for instructions on how to obtain the refund.

For clarification, note that for programs acquired under any of IBM's On/Off Capacity on Demand (On/Off CoD) software offerings, this term does not apply since these offerings apply to programs already acquired and in use by you.

Other terms
Volume orders (IVO)

No

IBM International Passport Advantage Agreement
Passport Advantage applies

No

Usage restriction

Yes. Usage is limited to the quantity of Value Units licensed.

For additional information, refer to the License Information document that is available on the IBM Software License Agreement website

http://www.ibm.com/software/sla/sladb.nsf
Software Subscription and Support (Software Maintenance)

Software Subscription and Support applies

No. For operating system software, the revised IBM Operational Support Services - SoftwareXcel offering will provide support for those operating systems and associated products that are not available with the Software Subscription and Support (Software Maintenance) offering.

This will ensure total support coverage for your enterprise needs, including IBM and selected non-IBM products. For complete lists of products supported under both the current and revised offering, visit

http://www.ibm.com/services/sl/products
IBM Operational Support Services - SoftwareXcel

Yes

System i Software Maintenance applies

No

Variable charges apply

No

Educational allowance available

Yes. A 15% education allowance applies to qualified education institution customers.

Sub-capacity terms and conditions

For each System z IPLA program with Value Unit pricing, the quantity of that program needed to satisfy applicable IBM terms and conditions is referred to as the required license capacity. Your required license capacity is based upon the following factors:

  • The System z IPLA program you select
  • The applicable Value Unit Exhibit
  • The applicable terms
  • Whether your current mainframes are full capacity or sub-capacity

For more information on the Value Unit Exhibit for the System z IPLA program you selected, refer to the Ordering information section.

Program
number     Program name                            Terms
-
5698-B12   IBM Tivoli Advanced Audit for DFSMShsm  z/OS based 
Full-capacity mainframes

In cases where full capacity is applicable, the following terms apply.

Execution based, z/OS based, full machine based: The required capacity of a System z IPLA program with these terms equals the MSU-rated capacity of the machines where the System z IPLA program executes.

For more information on mainframe MSU-rated capacities, visit

http://www-1.ibm.com/servers/eserver/zseries/library/swpriceinfo/

Reference based: The required license capacity of a System z IPLA program with these terms equals the license capacity of the applicable monthly license charge (MLC) program. This MLC program is called the parent program.

Sub-capacity mainframes

In cases where sub-capacity is applicable, the following terms apply.

Execution based: The required capacity of a System z IPLA sub-capacity program with these terms equals the capacity of the LPARs where the System z IPLA program executes.

z/OS based: The required license capacity of a System z IPLA program with these terms equals the license capacity of z/OS on the machines where the System z IPLA program executes.

Reference based: The required license capacity of a System z IPLA program with these terms equals the license capacity of the applicable monthly license charge (MLC) program. This MLC program is called the parent program.

Full machine based: The required license capacity of a System z IPLA program with full machine based terms equals the MSU-rated capacity of the machines where the System z IPLA program executes.

For more information on mainframe MSU-rated capacities, refer to The IBM System z Machines Exhibit, Z125-3901, or visit the Mainframes section of the System z Exhibits website

http://ibm.com/zseries/library/swpriceinfo/

For additional information for products with reference-based terms, System z IPLA sub-capacity programs with reference-based terms adds value to the parent program across the environment, regardless of where in the environment the System z IPLA program executes.

An environment is defined as either a single or stand-alone machine or a qualified Parallel Sysplex®. You may have one or more different environments across the enterprise. To determine the required license capacity for each System z IPLA program with referenced-based terms, each environment should be assessed separately.

When a System z IPLA sub-capacity program with reference-based terms is used in a qualified Parallel Sysplex environment, the required license capacity of the System z IPLA program must equal with the license capacity of the parent program across the Parallel Sysplex. Qualified Parallel Sysplex refers to one:

  • Where MLC pricing is aggregated across the sysplex
Sub-capacity eligibility

To be eligible for sub-capacity charging on select System z IPLA programs, you must first implement and comply with all terms of either sub-capacity Workload License Charges (WLC) or sub-capacity Entry Workload License Charges (EWLC). To implement sub-capacity WLC or EWLC, a machine must be System z (or equivalent). On that machine:

  • All instances of the OS/390® operating system must be migrated to the z/OS operating systems.
  • Any licenses for the OS/390 operating system must be discontinued
  • All instances of the z/OS operating systems must be running in z/Architecture® (64-bit) mode.

For that machine, you must create and submit a Sub-Capacity Report to IBM each month. Sub-Capacity Reports must be generated using the Sub-Capacity Reporting Tool (SCRT). For additional information or to obtain a copy of SCRT, visit the System z Software Pricing website

http://ibm.com/zseries/swprice

You must comply with all of the terms of the WLC or EWLC offering, whichever is applicable:

  • The complete terms and conditions of sub-capacity WLC are defined in the IBM Customer Agreement - Attachment for System z Workload License Charges (Z125-6516).
  • The complete terms and conditions for sub-capacity EWLC are defined in the IBM Customer Agreement - Attachment for IBM System z 890 and 800 License Charges (Z125-6587).

Additionally, you must sign and comply with the terms and conditions specified in the amendment to the IPLA contract - Amendment for IBM System z9® and System z Programs Sub-Capacity Pricing (Z125-6929). Once the amendment is signed, the terms in the amendment replace any and all previous System z IPLA sub-capacity terms and conditions.

Sub-capacity utilization determination

Sub-capacity utilization is determined based on the utilization of an eligible operating system and machine (for example, z/OS running in z/Architecture (64 bit) mode on a System z ((or equivalent) server).

On/Off Capacity on Demand (CoD)

To be eligible for On/Off CoD pricing, you must be enabled for temporary capacity on the corresponding hardware, and the required contract, Attachment for IBM System z On/Off Capacity on Demand (Z125-7883) must be signed prior to use.



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IBM Electronic Services
Bottom rule

IBM has transformed its delivery of hardware and software support services to help you achieve higher system availability. Electronic Services is a web-enabled solution that offers a no-additional-charge enhancement to the service and support available for IBM servers. These services are designed to provide the opportunity for greater system availability with faster problem resolution and preemptive monitoring. Electronic Services comprises two separate, but complementary, elements: Electronic Services news page and Electronic Services Agent.

The Electronic Services news page is a single Internet entry point that replaces the multiple entry points traditionally used to access IBM Internet services and support. The news page enables you to gain easier access to IBM resources for assistance in resolving technical problems.

The Electronic Service Agent™ is no-additional-charge software that resides on your server. It monitors events and transmits system inventory information to IBM on a periodic, client-defined timetable. The Electronic Service Agent automatically reports hardware problems to IBM. Early knowledge about potential problems enables IBM to deliver proactive service that may result in higher system availability and performance. In addition, information collected through the Service Agent is made available to IBM service support representatives when they help answer your questions or diagnose problems. Installation and use of IBM Electronic Service Agent for problem reporting enables IBM to provide better support and service for your IBM server.

To learn how Electronic Services can work for you, visit

http://www.ibm.com/support/electronic


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Prices
Bottom rule

Information on charges is available at website

http://www.ibm.com/support

In the Electronic tools category, select the option for Purchase/upgrade tools.



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Order now
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To order, contact your local IBM representative or your IBM Business Partner.

To identify your local IBM Business Partner or IBM representative, call 800-IBM-4YOU (426-4968). For more information, contact the Americas Call Centers.

Phone:     800-IBM-CALL (426-2255)
Fax:       800-2IBM-FAX (242-6329)

For IBM representative: callserv@ca.ibm.com


For IBM Business Partner: pwswna@us.ibm.com
 
Mail:      IBM Teleweb Customer Support
           ibm.com® Sales Execution Center, Americas North
           3500 Steeles Ave. East, Tower 3/4
           Markham, Ontario
           Canada  L3R 2Z1
 
Reference: LE001

The Americas Call Centers, our national direct marketing organization, can add your name to the mailing list for catalogs of IBM products.

Note: Shipments will begin after the planned availability date.

Trademarks

Electronic Service Agent is a trademark of IBM Corporation in the United States, other countries, or both.

IBM, Tivoli, System z, z/OS, OMEGAMON, Service Request Manager, PartnerWorld, Passport Advantage, S/390, System/390, SystemPac, Parallel Sysplex, OS/390, z/Architecture, System z9 and ibm.com are registered trademarks of IBM Corporation in the United States, other countries, or both.

IT Infrastructure Library is a registered trademark of the Central Computer and Telecommunications Agency, which is now part of the Office of Government Commerce.

ITIL is a registered trademark, and a registered community trademark of the Office of Government Commerce, and is registered in the U.S. Patent and Trademark Office.

Microsoft and Windows are trademarks of Microsoft Corporation in the United States, other countries, or both.

Linux is a registered trademark of Linus Torvalds in the United States, other countries, or both.

UNIX is a registered trademark of The Open Group in the United States and other countries.

Other company, product, and service names may be trademarks or service marks of others.

Terms of use

IBM products and services which are announced and available in your country can be ordered under the applicable standard agreements, terms, conditions, and prices in effect at the time. IBM reserves the right to modify or withdraw this announcement at any time without notice. This announcement is provided for your information only. Additional terms of use are located at:

http://www.ibm.com/legal/us/en/

For the most current information regarding IBM products, consult your IBM representative or reseller, or visit the IBM worldwide contacts page

http://www.ibm.com/planetwide/us/

Terms of use